The First Tranche

Welcome to the First Tranche, the AidData blog--a forum for analysis and discussion of information about development finance, and how it can be used to improve development practice and research. The First Tranche publishes independent views and analysis from a variety of bloggers who are interested in aid transparency, aid effectiveness, and better/more accessible aid information.
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The First Tranche | a blog by the staff of AidData

Wednesday, September 28, 2011


Event Announcement, Oct. 3: Evaluation of the World Bank's Governance and Anti-Corruption Strategy

On Monday, Oct. 3 (10 AM EST), Development Gateway will host a discussion with the author of a new report by the World Bank’s Independent Evaluation Group (IEG) on the World Bank’s governance and anti-corruption strategy.

The idea that well-governed countries are better able to foster economic opportunities, deliver services to the poor, and fight corruption became prominent among aid agencies in the 1990s. In 2007, the Bank’s governance and anticorruption (GAC) strategy reaffirmed its commitment to supporting country efforts to develop accountable and effective states. Entering its fourth year of implementation, the strategy seeks to increase the number of programs and projects addressing GAC issues.

The IEG study assesses the relevance and the effectiveness of the World Bank's 2007 strategy. A key feature is its benchmarking of the Bank’s country-level engagement on GAC issues, before and after the 2007 strategy. To improve performance, the study recommends a number of innovations: new financial instruments, better ways of measuring governance performance, a more harmonized and consistent approach to risk management, and a more strategic allocation of the World Bank’s internal resources.

Navin Girishankar, who led the study, will present its findings on whether the World Bank is contributing to good governance in developing countries, whether the strategy is making a difference, and the lessons learned for the broader development community.

To attend in person at Development Gateway's office (1889 F St, NW, 2nd Floor; Washington, DC 20006), please RSVP to ekallaur@developmentgateway.org by Friday, Sept. 30. Or, watch online--you can submit questions in advance or during the event to ekallaur@developmentgateway.org, or via tweet using the hashtag #GACEval.

Monday, September 26, 2011


Got transparency? Leaders and laggards in climate finance reporting

The need for transparency in climate finance is plain: unless developing countries know how much money to expect, when and for what, they cannot effectively plan their efforts to address and respond to climate change. But what has been the track record of wealthy countries on this crucial issue?

A new scorecard reveals that we have a long way to go in making climate finance transparent. The authors from Brown University, the University of Zurich and the International Institute for Environment and Development (IIED) evaluated the extent to which these countries meet a set of 25 common-sense transparency criteria in their climate finance reports to the UN. The scorecard can be found at: http://pubs.iied.org/pdfs/17100IIED.pdf.

Even the highest-scoring countries — Norway and Japan — barely reached a 50 percent score across the criteria evaluated. A look at how funds are being allocated reveals a murky and complicated underside to the commitments made two years ago in Copenhagen. There are grave concerns that funds previously promised or expected for basic needs such as health and education are being diverted for climate projects.

“Transparency is as important for taxpayers in the North as it is for climate-vulnerable countries in the South,” says Dr. Saleemul Huq, senior fellow in the climate change group at IIED. “Transparent reporting is essential to enable recipient countries to plan their responses to climate change and for civil society to hold governments to account on their promises.”

The authors call for an international registry of funds that provides comprehensive, detailed, consistent and transparent accounting and reporting measures at the project level. A transparent system, they argue, is essential to build much-needed trust and to jointly achieve the critical global goal to reduce emissions and protect those people most vulnerable to climate change.


J. Timmons Roberts is the Director of the Center for Environmental Studies at Brown University. David Ciplet is a PhD student at Brown University.

Wednesday, September 21, 2011


Using Remote Sensing Technologies to Monitor Aid's Impact

Global climate change, deforestation, the growth of ethanol-based agricultural systems, and aquaculture expansion are all issues that are closely related to land use and land cover (LULC) change. LULC scientists study all aspects of land use and land cover change, including its determinants, its short-term and long-term consequences, and the process of change itself. Increasingly, LULC scientists also recognize that social science data can help shed light on many of these research questions. For example, the International Council for Science (ICSU) has established the Belmont Challenge, which seeks to integrate social science and LULC research in order to improve human adaptation to regional environmental change.

How can AidData contribute to future LULC research? It can help social and environmental scientists better understand aid's role as a possible driver of LULC change, and it can also help researchers assess the effects of assistance geared towards environmental protection and remediation.

It is widely accepted that developing countries demonstrate the highest level, rate, and intensity of land cover change. Many of these countries are of course also large aid recipients, with some countries relying on aid for as much as half of their total gross domestic income (GNI). Correlation should never be confused with causation, but the fact that a substantial amount of aid supports the agriculture, forestry, and fishery sectors (see Graph 1) raises several important questions: Does aid have a discernible effect on LULC change? If so, which types of aid have the greatest impact? Is there any evidence that environmental assistance has reduced deforestation? If so, which types of environmental aid are most effective?

Graph 1: Total aid commitments to the agriculture, forestry, and fishing sectors from 1975 to 2007. Source: AidData

At the moment, there is little research on the relationship between LULC change and aid flows. One exception is an article I recently published in the Journal of Land Use Science. In the article, I provide some tentative evidence of a relationship between international aid, shrimp farm expansion, and mangrove deforestation in coastal Ecuador. (See Figure 1 for an illustration of the conversion of an Ecuadorian mangrove estuary since the arrival of shrimp aquaculture.) Making a strong causal argument will ultimately depend upon the existence of foreign assistance data that is sub-nationally geo-referenced over a significant period of time.


Figure 1: The conversion of a mangrove estuary since the arrival of shrimp aquaculture. Chone Estuary, Ecuador. 1968 to 1991.

With time-varying, geo-coded information from AidData and LULC data, I believe that social and environmental scientists can tackle some of these previously unanswerable questions. The landsat program is widely agreed to be the first Earth Observing System (EOS) that allows for robust LULC analysis. AidData, with its similar temporal scale as landsat and considerable collection of sub-national data, makes aid information increasingly compatible with EOS. I expect that the integration of AidData and EOS will feature prominently in aid research over the next decade.

Stuart Hamilton is the Director of the Center for Geospatial Analysis at the College of William & Mary.

Tech@State: Data Visualization, this Friday


This Friday, please join us for discussions of innovative data visualization techniques and their applications for international development research and practice. Tech@State: Data Visualization will be held at the Kennedy Center in Washington, DC, but if you can't be there in person, it will also be streamed live on the internet.

Edward Tufte will get the discussions started with a keynote address on Policy and Technology. Other panelists will address the open data movement and how to leverage visualization techniques for planning, implementing, and monitoring aid projects. Breakout sessions will focus on key sectors and themes, including: data visualization to support disaster response and coordination; visualization for aid transparency; mobile technology and new media; and others. The full agenda and further details are available at http://tech.state.gov. You can also follow the discussions using the Twitter hashtag #techATstate.

The main event will be followed by an informal “unconference” on Sept. 24 (held at the Microsoft Innovation & Policy Center) to allow participants to brainstorm, network, and create their own agenda together.

Tech@State: Data Visualization is organized by the U.S. Department of State, AidData partners, and the Global Facility for Disaster Reduction and Recovery (GFDRR), and is made possible through support from GFDRR, Fitzgerald Analytics, Esri, Microsoft, and MetroStar Systems. It is part of a series of Tech@State events, which bring together leaders, innovators, government personnel and others to collaborate on 21st century technology solutions to improve the education, health and welfare of the world's population.

Tuesday, September 20, 2011


New Report on Chinese Aid Transparency Expresses Cautious Optimism

The Transparency of Chinese Aid: An Analysis of The Published Information on Chinese External Financial Flows is a newly released report that examines the information that is currently available on Chinese assistance to developing countries. Co-published by Publish What You Fund and the Centre for Chinese Studies at Stellenbosch University, the report outlines how Chinese aid reporting differs from Western methods and assesses the prospects for improving the transparency of China's foreign assistance.

Lead author Sven Grimm and a team of co-authors explore the fragmented state of Chinese aid information by cataloguing the materials published by each Chinese government entity involved with foreign aid. In April 2011, the State Council, China’s highest executive body, published China’s Foreign Aid, an official white paper that provides aggregate figures on China’s foreign aid as well as data on aid distribution by industry, region, and level of income. However, the white paper does not disclose records for individual recipient countries or projects. Other data on grants and interest-free loans are available through The China Statistical Yearbook (Almanac of China’ s Foreign Economic Relations and Trade; 中国经济易年), and China Eximbank annual reports are accessible on the Eximbank’s website. But neither of these contain country-level data. Patchy information is available through press releases, policy speeches and news reports, but as Grimm and his colleagues point out, such sources are only small pieces of China’s intricate aid puzzle. Moreover, no data are publicly available about success rates for any of China’s aid projects, and there are few if any project evaluations, audits and assessments in the public domain. It is therefore not entirely surprising that Chinese Vice Minister of Commerce Fu Ziying recently reported, “China has not found a single case of corruption in its aid projects to foreign countries during the past six decades.”

China’s activities as a donor country confound the existing set of global aid reporting standards. Whereas Chinese aid figures include military assistance and subsidized loans for joint-venture projects, OECD-DAC calculations do not include these contributions. And while DAC members report things such as debt relief and costs of foreign students studying in donor countries, China does not. One must also remember that Chinese notions of "aid" are borne out of cultural, political and economic institutions different from those that form Western aid paradigms. Deborah Bräutigam's insightful book, The Dragon’s Gift, addresses this issue at some length.

Despite these measurement challenges, Grimm and his coauthors suggest that more data on Chinese aid are available than many perceive, and that Chinese officials may have incentives to make their aid more transparent and consistent with Western aid practices. They also acknowledge several possible impediments to transparency, including domestic criticism of foreign aid and resistance towards Western pressure for conformity with traditional international aid norms.

Ultimately, the authors of this report strike a cautiously optimistic tone. They note that China has stepped up its engagement with the OECD-DAC, the World Bank, and other members of the international aid community. They also suggest that the upcoming Fourth High-Level Forum on Aid Effectiveness (HLF-4) in Busan, South Korea will raise the profile of South-South cooperation and focus attention on Chinese assistance. As many readers of The First Tranche know, AidData collected and published one of the only publicly available project-level datasets of Chinese aid, and we are eager to expand and enhance the data. Stay tuned to The First Tranche for updates.

Austin Strange is a Research Assistant at the College of William and Mary.